 | GetTextbooks.co.uk Compare Price & Save up to 90% | | |
|
Nova Southeastern University - WINTER 2011 | ||
Section L02 | ||
 | Hazen and Ratner's Broker-Dealer Regulation: Cases and Materials (American Casebook Series) (English and English Edition) (1st Edition) by Thomas Lee Hazen, David L. Ratner Hardcover, 645 Pages, Published 2002 ISBN-10: 0-314-14385-8 / 0314143858 ISBN-13: 978-0-314-14385-3 / 9780314143853 This law school casebook is devoted to broker-dealer regulation in the securities markets. The book covers SEC and self-regulation of the securities brokerage industry and the securities markets, fraud, manipulation, abusive sales practices, margin regulation, obligations to customers, conflict of i | |